13 posts categorised "Entity Governance and Compliance"

May 11, 2020 The Financial Conduct Authority Business Plan 2020/21 In April 2020, the Financial Conduct Authority (FCA) released its annual Business Plan (the Plan) for the year 2020/21. Here, we take a look at their plans and add our thoughts.

November 03, 2017 The role of the contingent workforce 2017/18 promises to be a fascinating and in many ways pivotal period for the Financial Services sector both in the UK and globally. Many Financial...

April 28, 2017 Criminal Finances Bill finally becomes law as the Criminal Finances Act 2017 is passed By Keily Blair and Victoria Murphy Yesterday, 27 April 2017, the hotly anticipated Criminal Finances Bill finally received Royal Assent and became the Criminal Finances...

January 31, 2017 Clarifying the scope of the cost-sharing exemption By Prinal Nathwani and David Anderson It is common for many businesses to come together and pool resources as a means of sharing these resources...

November 22, 2016 EU 4th Money Laundering Directive: Challenges to UK transparency framework As the UK government consults on the implementation of the EU’s Fourth Money Laundering Directive (4MLD) questions are being raised as to its compatibility with...

November 09, 2016 Trust & Transparency agenda moves forward with the introduction of mandatory gender pay gap reporting. By Susan Fadil, Director, Entity Governance and Compliance team and Anna Sanford, Solicitor, Employent. Continuing our focus on the trust and transparency agenda and the...

October 25, 2016 Trust & Transparency agenda moves forward with the introduction of additional corporate reporting By Susan Fadil, Director, Entity Governance and Compliance team Transparency, accountability, fairness and responsibility, are the basic principles found in good corporate governance. The foundation...

October 25, 2016 The trust and transparency agenda, how does the Modern Slavery Act affect you? By Susan Fadil, Director Entity Governance and Compliance team and Chris Cartmell, Senior Manager, Regulatory & Commercial Disputes. With the passage of the Modern Slavery...

October 24, 2016 The Senior Managers Regime and the Legal Function – an argument for why the legal function shouldn't be exempt By Catherine Davey I must admit, reading the recent discussion paper from the FCA on the application of SMR to legal functions made me chuckle....

October 10, 2016 Out of the shadows – the spotlight on ownership By Rachel Sharp. What is it? The Fourth Money Laundering Directive (4MLD) aims to strengthen the defences against money laundering, tax evasion and terrorist financing...

September 13, 2016 The People with Significant Control (PSC) register – key issues 5 months on... By Jonathan Miles & Matthew Timmons The PSC register is designed to ensure that individuals who own or control/influence the running of UK companies and...

August 24, 2016 Culture, boards and the company secretary By Joan Medland Corporate culture is a hot topic with the regulator of late – it is even making headlines with Theresa May promising in...

July 05, 2016 New public reporting requirements – Are you ready? By Jonathan Miles From 30 June 2016 the annual confirmation statement will replace the annual return currently required to be submitted to Companies House by...

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