04 February 2021
Vulnerable customers: Stronger imperatives for action in 2021
We look at how 2021 is set to create stronger imperatives for firms to take action on treating vulnerable customers fairly.
Financial Services Regulatory Insights
Exploring the latest risk and regulation issues in financial services.
12 April 2021
How to get ready for the second Investment Firm Prudential Regime (IFPR) consultation
We look at why now is a good time for firms to take stock of their preparations for the Investment Firm Prudential Regime.
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Latest articles
20 January 2021
Cryptoassets and financial crime - Keeping up with the criminals
We look at the evolving picture for cryptoassets and financial crime.
19 January 2021
2025 - The Future of Market Abuse Surveillance - The Surveillance Control Tower: Better insight through behavioural analytics
To detect market abuse it’s necessary to monitor behaviour and how it manifests through trading. Identifying connected events and patterns that are formed over time is a way of understanding this behaviour.
15 January 2021
Private Equity & SFDR: a new frontier for the industry?
We look at the challenges that private equity firms are grappling with in implementing the Sustainable Financial Disclosure Regulation.
11 January 2021
2025 - The Future of Market Abuse Surveillance - Delivering cost-effective, outcomes-based Comms surveillance
Comms surveillance can be the most resource-intensive element of a surveillance programme often generating alerts in the hundreds of thousands annually. The industry remains on a continuous search for a more effective solution.
16 December 2020
IFRS 17: Year In Review
Alex Bertolotti explores the need of IFRS 17 delivery remaining constant despite 2020 world events such as COVID-19 and their impacts on the insurance industry.
15 December 2020
A longer advent: FCA extends its festive IFR data collection
What can investment firms learn from the FCA’s data collection request on the Investment Firms Prudential Regime?
11 December 2020
2025 - The Future of Market Abuse Surveillance - Delivering on conduct surveillance
Where surveillance should sit across the lines of defence has never been definitively resolved. We explore four emergent trends that could shape future debate.