16 June 2021
Empowering staff is vital for looking after vulnerable customers
PwC looks at how firms can progress to the next level of maturity in meeting the FCA’s expectations in empowering staff to treat vulnerable customers fairly.
Financial Services Regulatory Insights
Exploring the latest risk and regulation issues in financial services.
15 June 2021
Artificial Intelligence in financial services: An evolving regulatory focus
The global regulatory focus of AI is maturing, as regulators consider ethnical implications of AI adoption.
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Latest articles
28 April 2021
To boldly go - what would PSR's proposals on APP scams really mean for firms?
We look at what the Payments Systems Regulator’s radical proposals to address Authorised Push Payment Fraud would mean for financial services firms.
12 April 2021
How to get ready for the second Investment Firm Prudential Regime (IFPR) consultation
We look at why now is a good time for firms to take stock of their preparations for the Investment Firm Prudential Regime.
04 February 2021
Vulnerable customers: Stronger imperatives for action in 2021
We look at how 2021 is set to create stronger imperatives for firms to take action on treating vulnerable customers fairly.
20 January 2021
Cryptoassets and financial crime - Keeping up with the criminals
We look at the evolving picture for cryptoassets and financial crime.
19 January 2021
2025 - The Future of Market Abuse Surveillance - The Surveillance Control Tower: Better insight through behavioural analytics
To detect market abuse it’s necessary to monitor behaviour and how it manifests through trading. Identifying connected events and patterns that are formed over time is a way of understanding this behaviour.
15 January 2021
Private Equity & SFDR: a new frontier for the industry?
We look at the challenges that private equity firms are grappling with in implementing the Sustainable Financial Disclosure Regulation.
11 January 2021
2025 - The Future of Market Abuse Surveillance - Delivering cost-effective, outcomes-based Comms surveillance
Comms surveillance can be the most resource-intensive element of a surveillance programme often generating alerts in the hundreds of thousands annually. The industry remains on a continuous search for a more effective solution.