Exploring the latest risk and regulation issues in financial services.
25 September 2020
Sam Austin shares insights of current uncertainties facing challenger banks and building societies through their financial planning and stress testing processes.
Understanding risk and regulatory developments
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18 November 2020
Until now the general position of regulators has been ‘same risk, same regulation’ Conor MacManus explores this state of affairs in his latest blog and questions if potential change is coming.
17 November 2020
The regulators have delayed the implementation date for the UK version of the investment firm prudential rules – we look at what this means for firms.
09 November 2020
How do firms implement the right governance and accountability framework for treating vulnerable customers fairly?
04 November 2020
HM Treasury has set out its blueprint for the UK’s post-Brexit regulatory framework in a consultation paper. In this blog, we look at what the proposals mean for financial services firms.
26 August 2020
A Basel Committee consultation paper signals the need for a more direct approach to helping firms to manage their operational risks in a robust manner.
26 August 2020
The Basel Committee has published its long-awaited consultation paper on ‘Principles for Operational Resilience’. What does it say?
06 August 2020
As companies have increased their focus on ESG issues over the past few years, they have tended to concentrate on the E and the G - with the S being rather left behind.
23 July 2020
Firms may face scrutiny on how effectively they are managing liquidity risk through their wider approach to product design and distribution.
