5 posts categorised "Ben Luddington"

July 22, 2021 Weaknesses identified in retail banking financial crime risk assessments In a recent Dear CEO letter to retail banks, the FCA highlighted concerns over financial crime systems and controls. It noted that weaknesses in financial crime controls are sufficiently serious to have led to business restrictions, enforcement actions and skilled person appointments under a 'section 166'.

March 12, 2021 UK Crypto Regulation is Maturing. Are You Prepared? As cryptocurrencies become increasingly popular, they continue to attract extensive financial crime regulations.

February 29, 2016 Challenger banks and the management of customer on-boarding By Ben Luddington Follow @BenLuddington Five years ago Metro Bank was the first new high-street bank to be granted a banking licence in over 100...

January 18, 2016 How will the UK ‘up the ante’ on financial sanctions enforcement? By Ben Luddington Follow @BenLuddington As part of the 2015 summer budget, the UK Government announced that in April 2016 it will establish the Office...

March 02, 2015 Financial crime compliance during international M&A – 3 top tips By Ben Luddington Having recently worked on a complex multi-jurisdictional acquisition on behalf of a client in the insurance sector, you might be interested in...

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